In the beginning…
It was of course the ancient Greeks who gave the Western world
(at least) its distinction between story and history and who first also showed
(and showed an endless fascination with) just how permeable the boundary between
them was. Nowhere is that boundary more permeable than in (hi)stories of
beginnings, a ‘genre’ in which Greek literature and culture revelled. Being
explanatory, narratives of beginning are constructed post-factum and are
inherently teleological; they are both
muthos
and
logos . In Sections 1.2 and 1.3 of this
paper I look at a couple of aetiological moments to consider some of the
different ways in which the very idea of a ‘beginning’ is used and how these
raise important general issues for the theme of this panel. In Section 1.1,
however, I range more widely across very familiar material and across more than
one type of ‘explanation’, simply to suggest the scope of the subject for anyone
interested in what we have learned from the past and how we can take forward our
dialogue with it. Let us begin, then, at (almost) the beginning.
At the opening of the
Iliad Homer
asks the Muse to sing of Achilles’ wrath and its consequences, i.e. this
will be the subject of his song, but he tells us that there will be a
telos , an end: ‘and the plan of Zeus
ἐτελείετο ’, ‘was being fulfilled,
reached its
telos ’. The beginning is
already looking to the end, is indeed determined by the end, but it is clear
that Homer is also concerned with a beginning:
‘…and the plan of Zeus
was fulfilled, from the time when the son of Atreus, lord of men, and
godlike Achilles first fell out in strife. Which god led
them to fight in strife with each other? The son of Leto and Zeus, for
in anger at the king…’
More is at stake here, of course, than how
strongly we should punctuate after ‘fulfilled’. Homer’s method of slowly
releasing information as he leads us into his story is very familiar, but it
is perhaps worth reminding ourselves what the tradition learned from
him.
Ancient scholars could not agree what Zeus’ plan was nor whether ‘from the
time when…’ referred to that plan (whatever it was) or the point from which
the Muse should start her song or both (and modern scholars have produced a
third alternative), but what is important in the present context is that
Homer’s chain of causation is anything but pellucid at this point. Much
depends—as modern scholars have increasingly come to acknowledge—on what we
are assumed to know. If, like many ancient readers, we know that there was a
story, also celebrated in epic song, that the great wars of the Bronze Age
were the result of a wish by Zeus to alleviate the over-population of a
suffering world, then it is going to be very difficult to separate out the
‘cause/beginning’ of the Trojan War from the ‘cause/beginning’ of the wrath
of Achilles, whatever ‘the plan of Zeus’ in v. 5 is taken to refer to. The
‘many deaths’ caused by Achilles’ wrath will, in such a reading, also serve
Zeus’ greater plan(s), or—to put it another way—the wrath of Achilles will
be one mechanism through which Zeus works his will. Behind each ‘beginning’
stands another explanatory narrative with the power to seep out and
complicate, if not in fact undermine, the subsequent narrative. Against this
background, the apparently pressing need, expressed in some fairly strong
language, felt by both ancient and modern scholars (see, for example, the
now standard German-language commentary on Book 1) to choose just
one reference for ‘the will of Zeus’, to the exclusion of
any ‘excess’ of meaning, casts interesting light on the nature of some forms
of scholarly territorialism and scholarly insecurity.
The father of modern narratology, Gerard Genette, wrote of ‘the unavoidable
difficulty of beginning’, and we now see that ‘Where do I begin?’ is not
just a (very difficult) literary question, though it is that too. When in
Book 9 of the
Odyssey , at the start of his
narrative to the Phaeacians, Odysseus poses the question,
‘What then
first, what last shall I recount? Many are the woes which the Heavenly
Ones have given me’
and then proceeds, quite literally, to begin
at the beginning, ‘From Ilium the wind carried me…’ (9.39), he draws our
attention (once again) to the poet’s very different manner of proceding in
the larger structure which envelops Odysseus’ tale. Indeed ever since Homer,
in other words for the Western world ‘always’, questions of ‘origins’ have
been almost indissoluble from issues of where literary accounts of
‘origins’, ‘histories’ in fact, begin. Making choices about one almost
always implies a choice about the other; we find it increasingly difficult
to separate ‘history’ from ‘historical narratives’ and/or ‘stories’, whether
we look to
why such narratives are told or their effect in the
world.
To digress slightly, it is worth reminding ourselves, in the context of ‘the
Athens dialogues’, that it was an Athenian who for us is probably most
closely associated with this whole nest of issues. As Thucydides tells us,
he began his history of the Peloponnesian War, as the war began—a fact used
as an example of the possibility of, or in Thucydides’ own case ability to,
reason about the future on the basis of the evidence of the past. Here,
implicitly, as he is later to do explicitly, he distances himself from all
his predecessors, including Homer, whose work was avowedly about the past;
Thucydides clearly uses the contemporaneity of his writing and what it
describes as a claim to authority (cf. 1.21), a claim that extends to
‘origins’, though even here he puts (slightly murky) water between himself
and the tradition. Odysseus had praised the blind Demodocus for ‘singing of
the fate of the Achaeans … as though you yourself were there or heard from
another [who was there] ’ (
Od. 8.491). The events at
Troy were indeed only some ten years in the past, and Odysseus’ lavish
praise of the bard who manifestly was neither there nor had had a previous
eyewitness account nevertheless evokes a perfectly possible scenario in the
world beyond Phaeacian society. Thucydides, however, shows himself aware of
the dangers that attend eyewitness reports (1.22.2–3): you cannot believe
all you hear from such informants. Anyone who watches the news on TV,
particularly from the world’s really troubled places, rather than the
parochial in-fighting of Western politicians, will appreciate Thucydides’
claim that eyewitnesses ‘do not all give the same account of events, but
what each says is determined by their partiality or their memory’ (1.22.3). Many of us may think first of the modern Middle East, but unsettling
examples lurk closer to home also. So too, where something ‘began’ is also,
of course, not a neutral question; again, the world around us is full of
painful illustrations, which again require no listing, of the truth which
lurks behind the fact that Greek uses the same word for ‘responsible for’
and ‘at fault (for)’. ‘Beginnings’ are used to explain whole stretches of
complex, tortuous history and their celebration in, for example, festival,
public holiday and cult reinforces the historical narratives which they
enshrine.
Secondly, it is Thucydides who famously thematises the issue of where
something really begins, and who nudges us towards the realization that
‘cause’ and ‘beginning’ are not (always) synonyms; this he does, of course,
by his distinction (1.23.4–6) between when and how the war ‘began’, with—on
the one hand—its
aitiai and ‘differences’
between the sides which explain (
ἐξ ὅτου )
the war, and—on the other—the ‘truest
prophasis ’ which was growing Athenian power and the fear
provoked by this in Sparta (another Thucydidean argument which strikes us as
very modern, and very terrifying, indeed). This complex aetiology for the
war, ‘arguably Thucydides’ greatest single contribution to later
history-writing’ (Hornblower 1991:65), is, presumably, written in response
to Herodotus’ equally famous opening claim that he will set out ‘for what
reason (
δι᾽ ἣν αἰτίην )’ the Greeks and the
barbarians fought each other, a claim which is then followed by various
claims of responsibility (
aitios ) on both
sides, but going back into the deepest recesses of history. Whatever one
thinks of Herodotus’ assessment of causes, he—more than anyone else—taught
us to take the long view; it is worth remembering that, in matters such as
hostility between peoples, it is indeed the long view, usually enshrined in
popular memory, which is paramount and which determines which stories and
histories are told. The very scale of Herodotus’ undertaking points us
towards an important truth.
One other (Athenian) aetiology of war is also worth mentioning here. Herodotus’ narrative has always been seen as a prime target of the account
which Dikaiopolis gives in Aristophanes’
Acharnians
of the origins of the war between Athens and Sparta in the mutual abduction
of prostitutes between Megara and Athens:
‘As a result the beginning
(ἀρχή) of the war broke over all the Greeks, because of three
whores’
Aristophanes, Acharnians
528–529
Parody of Herodotus (and Euripides) there may well be, but
the passage presumably also reflects heated discussion, to which Thucydides
might also be thought to allude, precisely about causes; trivialisation
casts an ironic light upon the whole ‘historical’ discussion, and may
therefore—with all the necessary caution—be used as evidence for that
discussion. The speech also bears classic witness to the truth of
Thucydides’ observation about the influence of ‘partiality’ on the account
that ‘eyewitnesses’ give (‘Why do we hold the Spartans responsible (
αἰτιώμεθα )?’, but noteworthy too is
Dikaiopolis’ careful chronology, which still has modern scholars scratching
their heads. Here is a summary of vv. 524–539:
Athenians stole a
Megarian whore, and then ( εἶτα ) the Megarians retaliated, and as a result
( ἐντεῦθεν ) there was ‘the
beginning of war’, and as a result ( ἐντεῦθεν ) Pericles banned Megarians from the Empire. As a result ( ἐντεῦθεν )
the Megarians turned to the Spartans for help, but we would not budge. As a result ( ἐντεῦθεν )
there was the clatter of shields …’
We can, if we like, look for
nuances of difference between the various usages of
ἐντεῦθεν and/or see a reflection of a particularly ‘popular’
narrative style, but it also seems hard not to sense an amusing ‘take’ on
how the chronology and causal connection of even quite recent events so
quickly get ordered into very neat structures, usually of course more than
one, and on the realization of that fact and its dangers. No doubt these
things were the subject of endless conversations and disputes in the
agora , but—as often—Aristophanes may
also point us to debate of a rather higher order and of a kind which is
still very much with us.
This is certainly not the place to discuss these famous passages of Herodotus
and Thucydides at any length (even if I were qualified to do so), but it is
worth recalling that Thucydides is formalizing, though this word does him an
injustice,
[1] what
is of course inherent in very many narratives before him. If we return to
Book 1 of the
Iliad , we will see (because Homer
makes us see) that whereas Achilles and Agamemnon quarrel over, and
Achilles’ wrath can be traced to, Briseis, the truest
prophasis of the quarrel and the wrath lies
far deeper, in the nature of the two men and the system of values in which
they find themselves embedded. At the beginning of Greek literature there is
a problem of beginnings and causation, or—perhaps more important—a
recognition that this
is a problem.
The mysterious ‘plan of Zeus’ is almost immediately followed in the opening
of the
Iliad by the apparently much less mysterious
claim (in the mouth of the Muse?) that ‘the son of Leto and Zeus brought
[the two Greek leaders] together to fight in strife’. The verb (
ξυνέηκε ) is rare in this sense, but what is
important in the current context is that, though Homer tells us that Apollo
(not yet named) was angry at Agamemnon for his treatment of his priest and
hence caused the plague (or, rather, the plague
was the deadly
shooting of his arrows), he does not say that Apollo ‘caused’ the wrath;
there is, as we have seen, more than one ‘explanation’ for that, or rather
more than one way of looking at it. If we ask whether, despite Homer’s
silence, Apollo ‘caused’ the wrath (or even the quarrel) in any significant
sense, we merely come up against issues of causation with which Aristotle
and those who followed him were to wrestle. Apollo was appeased when
Chryseis was returned to her father; the cause of his anger no longer
existed, and that anger could have been halted without any quarrel between
Achilles and Agamemnon. That anger and its manifestation (the plague) was,
however, the setting in which the two leaders clashed; without it, we cannot
say what would have happened, though we have seen that Homer almost makes us
believe that they would have clashed at some time. If Apollo cannot be
blamed, can Zeus? We can—
pace many
modern scholars—hardly fail to pay attention to the close juxtaposition of
‘the son of Leto and Zeus’ to ‘the plan of Zeus’; just what is the
connection between that plan and Apollo’s anger?
One reason which Homer makes us ask these questions is that he is
constructing a polytheistic world for us, as well as a heroic society. In
such a world ‘which god?’ is always a potent and important question, the
answer to which one gets wrong at one’s peril; in his great aetiological
poem on Greek rites and cults, the
Aitia ,
Callimachus seems several times to have addressed just this issue. From the
perspective of later literature, we can see that there is probably no god
who, as we would say, works so closely with Zeus and whose dispensations
form so integral a part of the overall dispensation of his father as Apollo. In Pindar’s
First Pythian , a poem for a very
particularly Apolline victory, it is the power and threat of Zeus which
dominate the opening of the poem, and in
Pythian 3,
the central myth of which is the fate of Coronis, who slept with a mortal
though she had already been impregnated by Apollo, the vengeance that Apollo
and his sister wreak is glossed by ‘the anger of the children of Zeus is not
empty’ (v. 11), a claim that takes us straight back to the first book of the
Iliad .
I have belaboured, but also greatly simplified, this small point for so long,
because the opening of the
Iliad is not normally
discussed when modern scholars turn to the Greek fondness for narratives of
beginning and the discontents which attach to the analysis of causes. It may
be objected that, though Homer is indeed interested in ‘causation’, this is
restricted to the events of his narrative, and his tale is not properly
‘aetiological’ as that word is normally used, i.e. of a tale which explains
a (repeated) phenomenon of our own world by reference to the past. From the
early period it is the poetry of Hesiod of which we most think in this
connection. Why is life so hard and so subject to disease? Because
Prometheus (‘Forethought’) stole fire which the gods had hidden to try to
help mankind and, in retaliation, Zeus and his fellow-gods created an
enticingly beautiful woman (‘Pandora’) whom the foolish Epimetheus
(‘Afterthought’) received into his house:
Previously the tribes of men
lived upon the earth quite free of evils and without grievous toil and
grim diseases which bring death to men. But the woman took off the great
lid of the jar and scattered the contents; she created dire woes for
men. Hope alone remained in its unbreakable home, inside beneath the lip
of the jar, and it did not fly out, for she closed the lid of the jar
again, through the plans of aegis-bearing Zeus, the
cloud-gatherer.
Hesiod, Works and
Days 90–99
The mode of this kind of story,
inconsistencies and all, is very familiar. A one-time event in the past
explains something fundamental about our contemporary world. There are three
important characteristics of such a story; it is truly ’cosmic’, i.e. often
involves the gods (including the greatest god), the change brought about is
not trivial, and the ‘one-time event’ itself conforms to some extent already
to the realities which it seems to explain. Thus ‘Pandora’ is clearly an
avatar of all (contemporary) women, and the fact that it is a jar which she
opens and from which she ‘scatters [the contents]’ is clearly relevant to
the agricultural world of Hesiod and his audience. Explanation and
description seep into each other, and this is to remain a fundamental
feature of certain forms of aetiological narrative throughout antiquity, and
one which has been much studied, for example in connection with Ovid’s
Fasti . We might think of the Platonic
Aristophanes’ account of the reason
why love is what it is,
which is also a description of
what it is; once again, the
beginning is modeled on the end. The differences between this kind of story
and the aetiological narratives of Callimachus, in which, for example,
chance plays an important role, suggest much about the internalization of
narratives of causation in the centuries intervening between Hesiod and
Callimachus.
Nevertheless, I think one can argue that the special place that the
Iliad has always held in the Western tradition, and
more specifically held in Greek culture, gives Book 1 of the
Iliad an ‘aetiological’ slant: it is not, of course,
that we live out a version of the quarrel of Achilles and Agamemnon, but
they are a part of the mental furniture from which we build our sense of
ourselves. Book 1 of the
Iliad was the most studied
text in Greek schools: pupils learned it and its lessons by heart, and (at
rather higher levels) argued precisely about who was ‘at fault’; the pattern
that it projected was indeed lived out (and one could, of course, say
similar things about parts of the
Odyssey ). Perhaps
this explanatory function is actually part of being ‘a classic’.
E.R. Dodds began
The Greeks and the
Irrational , one of the most influential books in classical
scholarship of the twentieth century, with an anecdote:
'Some years
ago I was in the British Museum looking at the Parthenon sculptures when
a young man came up to me and said with a worried air, "I know it's an
awful thing to confess, but this Greek stuff doesn't move me one bit." I
said that was very interesting: could he define at all the reasons for
his lack of response? He reflected for a minute or two. Then he said,
"Well, it's all so terribly rational , if you know what I
mean." I thought I did know.'
A very 'classical' situation—two
serious men, one a distinguished professor—in a very distinguished Museum
(probably on a typically wet London Sunday). The young man knew that what he
was looking at was the ‘real thing’, but he felt nothing twitch in his
psyche ; for him, contemplating the beautiful, or indeed
'the classical', was not a classical, or even classicising, experience, or
rather we might say that he felt that 'the classical' really was a foreign
country, a place of distance and strangeness. The Augustan critic Dionysius
of Halicarnassus says that in the last analysis decisions about which
literary works really are classical and which are forgeries have to be left
to the 'irrational' feeling of the competent judge (such as himself)—what is
in and what is out, what is to be classical, and what is to fall short…? Dodds' young man too looked to his ‘irrational’ reaction, and is both
surprised and somewhat ashamed that it does not match what he knows it is
supposed to be, because he knows the crushing weight of
tradition and of the judgement of his betters about these works of art. The
sculptures are already in the Museum, safely labelled objects of admiration;
they have long since passed every test that matters, but they do not pass
the test for the young man.
This is an aetiological story, a story of origins. How did Dodds come to
write
The Greeks and the Irrational ? Answer: ‘This
fragment of conversation stuck in my head and set me thinking. Were the
Greeks in fact quite so blind to the importance of nonrational factors in
man’s experience and behaviour as is commonly assumed both by their
apologists and by their critics? That is the question out of which this book
grew’ (p. 1). This is a first-person story of an incident said to have
happened ‘some years’ before the telling (
how many we would
like to know); on the surface, we have no (good) reason to doubt its
essential veracity, even if it makes no reappearance in Dodds’ second
aetiology for
The Greeks and the Irrational in his
autobiography,
Missing Persons :
I was invited
to be Sather Visiting Professor at Berkeley … For the lectures I had a
subject ready made. The study of human irrationality in all its
manifestations, from ancient Dionysiac cults to the odder by-ways of
modern psychical research, had without any planning on my part gradually
come into focus as the dominant centre of my life’s interests. Over the
years I had accumulated a mass of material … And I had also learned much
that seemed relevant while preparing my classes on Greek religion and my
lectures on Homer, Aeschylus, Euripides, Plato. … So I decided to accept
Berkeley’s invitation and announce as the subject of lectures and book
The Greeks and the
Irrational .
E.R. Dodds, Missing
Persons p. 180
Dodds’ two aetiologies for his book are of course readily compatible, should
one be concerned about how they fit together.
[2] The suspicious might point out that
the young man’s observation happily coincides with one of Dodds’
long-standing interests, as he himself tells us in
Missing
Persons , and as may be seen from, e.g., the appearance in 1929
of his essay ‘Euripides the irrationalist’. Nevertheless, the competing
modes of aetiological narrative are not without interest, particularly in
the context of the aetiological structures of ancient myth, poetry and
historiography. On one hand, a one-time chance encounter with significant
consequences; on the other, a gradual process, almost itself ‘irrational’
(‘without any planning on my part’), but clearly rooted in Dodds’
long-standing interest in ‘odder by-ways’, an interest amply documented in
Missing Persons . The two aetiologies in fact
are striking instances of some of the difficulties which beset the pursuit
of historical causation, in antiquity as much as now; I am reminded of the
endless pursuit in British schools of ‘the origins [or should that be
‘causes’] of the First World War’—does one look at much of European history
since 1850 or so, or focus on a single assassination? The ‘Megarian Decree’
used, I believe, to hold a similar position in discussions of the
Peloponnesian War (cf. above on Aristophanes’
Acharnians ). As ancient philosophers above all knew, the ‘Why?’
question is never easy to answer, and—as we have seen—it is probably to
Herodotus and Thucydides that the Western world owes the first serious
attempts to wrestle with this problem as far as the structures of power are
concerned.
If Dodds’ story of the British Museum does not deliberately invite our
disbelief—as many ancient, particularly poetic, aetiologies of cultural
phenomena do—it is also a story which seems to advertise its gaps. Who was
this young man and why did he pick out Dodds to unburden himself to? Was he
one of Dodds’ Oxford students? If so, why does Dodds not tell us? We are,
moreover, used to stories of this kind. The second-century AD novel of
Achilles Tatius similarly begins with a first-person narrative; I
paraphrase: ‘I was in Sidon looking at a picture of the abduction of Europa;
on the picture Eros was depicted and I exclaimed “How the child rules over
heaven and earth and the sea!”. As I said this, a young man, who was also
there, said “I know that only too well – so many are the insults I have
suffered at the hands of Love”’. And the rest is history, or story in fact. The painting of Europa and the bull is subsequently written into the fabric
of Achilles’ narrative in various ways—it foreshadows much of what is to
come, in fact. What emblematic function do the Parthenon marbles serve in
Dodds’ book? At one level, the answer is ‘none’; Dodds never returns to
them, and indeed never returns to the question of rationality and its
discontents in art at all. At another level, they are crucial. Dodds wants
to pick away at the bland and constructed facade of rational Greek culture
to reveal a living, breathing organism where dark forces are at work, or at
least where much is not susceptible to easy explanation. To represent the
alleged view of Greek culture which he wants to unpick he could hardly have
done better than choose the Parthenon marbles, celebrated as (literally)
untouchable masterpieces, the highest expression of Greek genius, set out on
display as timeless, changeless—indeed mummified in the Museum—objects of
wonder, ‘classical’ in every sense. Dodds’ young man in fact is, at an
unknown number of removes, descended from Nietzsche who, in
The Birth of Tragedy , conjures up the Olympian gods of
‘Apolline culture’ ‘who stand on the gables … and whose deeds adorn the
friezes in brilliant reliefs visible from a great distance’ (chap. 3, trans. Douglas Smith, adapted).For the young man’s ‘rational’ we could easily
substitute ‘Apolline’, as Nietzsche’s use of the term has frequently been
misunderstood, but has been extremely influential;
[3] sculpture was, of course, for
Nietzsche the Apolline art
par excellence , as the well
educated young man may be supposed to have known.
Be that as it may, there is another text which lurks behind Dodds’ anecdote. Anyone with a little classical learning (and this is (probably) post-war
Britain where there was still quite a bit of that about) will almost
inevitably think of the ‘funeral speech’ which Thucydides places in the
mouth of Pericles as the textual manifestation of the same view. If the
‘Funeral Speech’ continues to be read (as I am informed) by every generation
of Greek schoolchildren as a hymn to democracy and the Greek past, it was
also read in this way countless ‘British’ schools, both in Britain and in
the far-flung empire (or what was left of it). When Pericles tells his
audience that he wants them to ‘look every day at the power of Athens and
become her lovers’ (Thucydides 2.43.1), he set out a model for the education
of generations of young men and women in schools a very long way from
Athens: they did ‘fall in love’ with an idea, and the sight of the Parthenon
marbles was, as Plato would have had it, the visible beauty which was to
trigger the memory of that ideal beauty which was stored in their minds and
kept alive by sentiment. Fortunately for us, Dodds’ young man was made of
sterner stuff.
There is, of course, another (hi)story here. It is probably impossible to
read Dodds’ anecdote now without thinking of the decades of bitter dispute
about the Parthenon marbles, a dispute very often carried on (on all sides)
with as much ‘irrational’ passion as with ‘rationality’; perhaps indeed the
Parthenon sculptures are objects about which one cannot be (completely)
rational, and one need not necessarily feel apologetic about that. If Greek
art
is so fundamentally rational, our relationship to it, of
course, is anything but. At the very least, moreover, the existence of the
new Acropolis Museum has changed the parameters of debate. We no doubt all
have views about this subject (mine of course
are entirely
rational…), but what is important here is how the meaning for us of Dodds’
anecdote has changed over a comparatively short, though extraordinarily
frenetic, space of time. Dodds’ story now ‘means’ in ways that we may be
sure he did not intend. The phenomenon is not an isolated one.
Near the opening of the seventh book of
Lives of the Philosophers , the book devoted to the Stoics,
Diogenes Laertius tells how Zeno of Cypriot Citium, who was to found the
School, came to philosophy:
Hecaton [later second cent. BC] and
Apollonius of Tyre [mid-first cent. BC] in the first book of the ‘On
Zeno’ report that when Zeno consulted an oracle as to what he should do
to live in the best way, the god replied that [this would happen] if he
consorted ( συγχρωτίζοιτο ) with the
dead. Zeno understood this and started to read the writers of old. He
then met Crates [the Cynic] in the following way. While transporting
purple dye from Phoenicia, he was shipwrecked near the Peiraeus. He went
up to Athens, then aged thirty, and sat down at a bookshop. While
reading the second book of Xenophon’s Memorabilia [of Socrates], his pleasure made him ask where
such men spent their time ( διατρίβοιεν ). By happy chance Crates was passing by and the
bookseller pointed to him and said ‘Follow this man’. From that point he
studied with ( ἤκουε ) Crates; he had a
gift for philosophy, but he was too modest ( αἰδήμων ) for Cynic shamelessness.
Diogenes
Laertius 7.2–3
These anecdotes have been very much discussed,
[4] and my focus will be
strictly limited to my principal interest, which is how we view and use the
past in our lives and imaginations. Some differences from Dodds’ anecdote
are immediately apparent. The first anecdote is explicitly ascribed to
sources at least a century and a half (and probably more) after the reported
event; the more important way to put this, of course, is ‘after a century
and half of developed Stoicism’. Both anecdotes, whatever their relationship
(cf. further below), are manifestly ‘charter myths’ about ‘how it all
began’; their starting-point is the present of Hecaton and Apollonius, not
the past of Zeno. Secondly, there are rival versions of these anecdotes or,
to put it more neutrally, these motifs turn up in more than one anecdote
about how Zeno came to philosophy; Diogenes himself preserves some of these
alternatives (cf. 7.4-5, 31-2). I shall here, however, restrict myself
almost entirely to the passage cited above, as it is crucial to see how a
particular story works in a particular place. Let me begin with the
consultation of the oracle.
Zeno shows himself, as has long been noted, as having a natural bent for
philosophy through the choice of question which he puts to the god. It has
also long been noted that this story is, at an unknown number of removes, a
descendant of the story which Socrates tells in Plato’s
Apology of how Chairephon asked the Delphic oracle, which we
might also think is the oracle implied by the Zeno anecdote, whether anyone
was wiser than Socrates and received the answer that no one was (21a2–7);
Socrates’ puzzlement at this started him on his ceaseless questioning of his
fellow Athenians, i.e. on his philosophical mission, as Plato describes it. There are important differences (not least of course that Zeno himself
questions the oracle and asks a suitably modest question), but the story
shows Zeno ‘following Socrates’, that is, modelling himself upon the past
master; to anticipate, links with Socrates will be found to be one of a
number of features which draw the two anecdotes together. ‘How should one
live?’ is of course the key ethical question of all Hellenistic philosophy,
but the anecdote has Zeno specifically fashioning himself after Socrates. A
famous ancient description of Plato’s
Apology , in
its current form no earlier than the second or third century AD but
certainly going back before this, notes its generic
complexity:
[Plato’s] Apology of Socrates
is overtly, as the title shows, a speech of defence ( ἀπολογία ), but it is also an accusation
( κατηγορία ) against the Athenians
for having brought such a man to trial. The bitterness of the accusation
is concealed by the reasonableness ( τὸ
ἐπιεικές ) of the defence, for what he says in his own
defence is also an accusation of the Athenians … The speech is [also] an
encomium of Socrates, and the troublesomeness ( τὸ ἐπαχθές ) of such a speech is covered over by the
necessity of making a defence … There is a fourth implication in the
speech, and this is the most important purpose ( ὑπόθεσις ) for Plato; in mode it is symbouleutic, but the
pattern ( θεωρία ) is philosophical. The
work is an exhortation ( παράγγελμα ) on
what a philosopher should be like; from the perspective of rhetoric,
this is the symbouleutic mode, but from the perspective of philosophy it
is a lesson to be learned ( δόγμα
παραδιδόμενον ): a philosopher is such as Socrates appears
in the Apology .
[Dionysius of
Halicarnassus] II 305–306 U–R
In patterning himself on the
Socrates of the
Apology , Zeno is acting ‘as a
philosopher should’. Secondly, in asking how he should live ‘best’, the
anecdote evokes a whole tradition of poetic and philosophical debate about
what a ‘good’ life might be, but we are, I think, entitled to think (again)
specifically of Socrates. At the end of Plato’s
Gorgias Socrates tells Callicles that they should follow the
lead of (lit. ‘use as our guide’) the argument as it has emerged, namely
that the just and virtuous life is ‘the best way to live’ (
ὁ τρόπος ἄριστος τοῦ βίου , 527e3) and indeed
die. We should follow where that argument leads us, just as in the second
anecdote Zeno is instructed to follow after Crates.
The god’s answer to Zeno seems quite as puzzling as the Delphic answer to
Chairephon seemed to the Platonic Socrates; Zeno asked about life and he was
referred to the dead. Zeno’s interpretation of the oracle—he took up
Classics—is perhaps not one that we should use to encourage the study of
Greek and Latin; ‘dead languages’ they may be, but we try not think of our
subject as ‘corpses’. Philosophers, and especially Stoics, took oracles very
seriously, and so, like Socrates, Zeno took the trouble to try to ascertain
what the god meant. But what did the god actually tell Zeno to do, and we
must ask that in the knowledge that ambiguity and polyvalency of meaning are
both the very stuff of the literary representation of oracles and at the
heart of Stoic (if not necessarily Zenonian) theories of language; once
again, the anecdote encompasses the teaching of the School which Zeno was to
found. Secondly, it is of some general interest for the ancient conception
of ‘periods’, and of the stories that were told about them, that, for a
story set in the late fourth century BC, the great writers were ‘the dead’;
it is of course Aristophanes’
Frogs from a century
or so earlier which seems to us the key text for such a conception, though
there have (rightly) been modern protests at any inference from the
Frogs that, with prophetic insight, Aristophanes was
marking the passing of ‘classical drama’ as a whole. Less difficult,
however, is the inference from the story of Zeno that Stoicism itself, like
all the great schools of so-called ‘Hellenistic philosophy’, was a secondary
creation, built on a ‘classical’ past. There was, after all, no doubt that
Socrates really was dead.
Two interpretations of
συγχρωτίζοιτο are
current in modern scholarship. One connects the verb with χρῶμα ‘colour’:
Zeno ‘should take on the colour/complexion of the dead’. If this is
correct—and the verb is rare enough that it can hardly be ruled out—then
Zeno’s interpretation is itself double. He takes on the colour of death by
reading. Despite the standard picture of Socrates arguing in the agora and
streets of Athens, all intellectual activities were, in the Greek popular
imagination, conducted indoors, and so ‘intellectuals’ lacked a healthy
outdoor tan; the best known example happens to be Socrates again, but this
time the comic Socrates and his followers (Aristophanes,
Clouds 103, 120, 1112). Secondly, Zeno ‘takes on the colour’ of
the dead by making himself like them, and the only way that one can discover
what they were like is by reading, an activity that is (again) picked up in
the second anecdote; Zeno is, in effect, to become as like them as possible,
and as we have seen, anyone who wishes to be a philosopher must become as
like Socrates as possible. Behind Zeno’s reaction to the oracle lies a long
tradition of reflection upon the purposes of reading and
ζήλωσις ; as Dio Chrysostom was to put it, ‘The
person who emulates (
ζηλῶν ) someone surely
properly understands what he was like and by imitating his acts and his
words he tries to make himself as like to that person as possible’
(55.4).
The second broad interpretation connects the verb with
χρώς ‘skin’ and understands something like
‘come into close contact with’; the idea would be suitably paradoxical for
an oracle, because normally one would avoid contact with corpses and the
pollution that they carry with them.
[5] The simple verb
χρωτίζεσθαι (‘do some body work’?) is certainly
found at least once in the Hellenistic period with the meaning ‘have
sex/fuck’ (
Fragmentum Grenfellianum 36) and, for
what it is worth, Eustathius, the twelfth century Bishop of Thessaloniki,
twice uses
συγχρωτίζεσθαι of ‘sleeping
with’ (cf.
Hom. 1069.2 with Van der Valk’s note). Could this be one possible interpretation of the divine word?
[6] The apparently
outrageous injunction to ‘couple with the dead’ would offer Zeno in fact a
chance to smash conventional morality, just as the second anecdote
highlights the Cynic background of Zeno’s Stoicism; just, however, as we
will be told that Zeno in fact lacked the ‘shamelessness’ for the Cynic life
(7.3), so he finds an interpretation of the oracle which is anything but
scandalous.When we look back at the anecdote from the time of Hecato and
Apollonius, we realize that Zeno and Chrysippus were in fact attacked for
seeming to advocate, with an almost Cynic enthusiasm, practices such as
incest and necrophagy, even if the corpses were those of one’s parents;
[7] necrophilia would
seem quite at home here. The god’s answer is (again) then not innocent of
the future.
Is reading classical literature like ‘sleeping with the dead’? Well, yes and
no, we might be tempted to respond. What we seem to have here is a
humorously simplified version of a complex of ideas which had a profound
effect in ancient rhetorical theory and which go back to Plato’s metaphysics
and theory of inspiration.
[8] Diotima’s teaching in the
Symposium that
erōs is
‘
erōs of procreation and of giving
birth in the beautiful’ led eventually to the idea that close and prolonged
association (
συνουσία perhaps) with the
great writers of the past would lead those of us who are ‘pregnant in our
souls’ (and Zeno was certainly one of those) to a productive
mimesis of them, whether that be in our lives
or in our own writings. In
On the Sublime
‘Longinus’ famously compares Homer’s influence upon those who came after
him, above all Plato, to the manner in which the Pythian prophetess at
Delphi is made ‘pregnant with divine power’ by the vapour that comes up from
the earth beneath the tripod on which she sits (13.2). For ‘Longinus’
Plato’s (almost Bloomian) struggle with Homer is a hallmark of his whole
career and a principal reason why he himself became a figure whose writings
were now inspirational models. Zeno is being told by the god to take the
great figures of the past as his models, but he is also being offered the
chance himself to become a model, as indeed, as ‘Founder of the School’
(
αἱρεσιάρχης ) he did.
There is another way too in which the god’s injunction foretells the future. It has been noted that virtually all of the stories of how Zeno came to
philosophy stress ‘the bookish nature of Zeno’s acculturation’.
[9] In the two stories
with which we are here concerned Zeno devotes himself to the great
literature of the past, and the serious Stoic engagement with poetry and the
poetic heritage is one of the most distinctive things about their writing. Zeno himself was to write a ‘On listening to poetry’ (
περὶ ποιητικῆς ἀκροάσεως ), as well as five
books of ‘Homeric Problems’ (Diog. Laert. 7.4 = SVF I 41). It is, however,
Chrysippus, the prolific head of the school in the latter part of the third
century, who is most associated with the poetry of the past. In addition to
‘How to listen to poems’ (
περὶ τοῦ πῶς δεῖ τῶν
ποιημάτων ἀκούειν ) he wrote a book ‘On Poems’, and became
notorious for his lavish use of poetic citation; Apollodorus of Athens
scoffed that if you took the citations out of Chrysippus’ work, there would
be nothing left (Diog. Laert. 7.181). For the Stoics, as indeed for others,
poetry—particularly the popular classics of Homer and the Attic stage—could
both give ‘starting-points’ (
ἀφορμαί ) for
philosophical investigation and also provided a large body of illustrative
material which was accessible to both experts and laypeople. We must not
assume that the ‘ancients’ whom Zeno started to read in obedience to the
god’s instruction were just prose-writers and/or philosophers.
The anecdote set in Athens might seem to be positioned chronologically after
the oracle consultation; this is suggested both by the reference to Zeno's
age (‘now thirty’) and to the fact that we find him doing, at the first
opportunity which the story allows him, what he understood the god had told
him to do in the first anecdote.
[10] Two patterns seem to determine the movement of the
narrative.One is the striking role of chance (shipwreck near Athens, chance
encounter with Crates),
[11] and explanations may well be sought for that in Stoic
views of the operation of this ‘cause’ in the world. The second is the
pointed contrast between Zeno as a merchant of luxury purple dye with which
the narrative starts and the near-Cynic which he is at its close; there are
obvious contrasts not just between ‘ways of life’ and between a concern with
profit and a concern with virtue, but also between the ease with which
wealth is lost by shipwreck and the permanence of the virtuous way of life. The Socratic model shows us of course that
πενία is not something that the philosopher should be
concerned about (cf., e.g., Plato,
Apology 23c1),
and Zeno himself was soon to declare it a matter of ‘indifference’ (
ἀδιάφορον ). If chance here plays an important
part, whereas Zeno had deliberately sought out the oracle in the first
anecdote, the bookseller’s curt (and amused or malicious?) response ‘Follow
this man’ takes us back to the oracle, for the narrative follows a familiar
pattern of oracle-consultation narratives.
[12] In Aristophanes’ Plutus the old
and poor Chremylos consults the Delphic god to see whether his son should
‘change his ways and be wicked, unjust and good-for-nothing’ as this seemed
to be the way people got rich (vv. 32–38); in one sense Chremylos is asking
a version of Zeno’s question, ‘how should one live?’, but on his son’s
behalf. The god’s response was to tell him to follow after the first person
he met on leaving the shrine and to persuade that person to come home with
him (vv. 40–43); that person turns out of course to be the god Wealth.
Why is Zeno made to read the second book of Xenophon’s
Memorabilia ? The most obvious answer lies in the conversation
which opens that book between Socrates and one of his younger followers,
Aristippus, a man given over too much (in Socrates’ view) to pleasure, and
certainly believed in antiquity to be the Aristippus of Cyrene to whom the
later Cyrenaic school of philosophy looked back. The whole episode at the
head of
Memorabilia 2 was obviously well known in
antiquity: Diogenes Laertius reports that ‘Xenophon was ill disposed towards
Aristippus, and for this reason he directed Socrates’ discourse against
pleasure (
ὁ κατὰ τῆς ἡδονῆς λόγος ) against
him’ (2.65). Certainly, the pleasure-seeking Xenophontic Aristippus is an
obvious anti-model for the future founder of the Stoic school; Diogenes
Laertius has him mocked by Diogenes the Cynic (2.66), Crates’ teacher. In
Xenophon, Aristippus tells Socrates that his aim in life is to live ‘as
easily and pleasantly as possible’ (
ῥᾶιστά τε καὶ
ἥδιστα , 2.1.9); Zeno had asked the oracle in the first
anecdote how to live ‘best’, not ‘most easily and pleasantly’, and again we
see the two mutually explicative stories seeping into each other, filling
out the picture. A number of details from Socrates’ conversation with
Aristippus might resonate in the Zeno anecdote; when, for example, Socrates
decries the foolishness of adulterers (2.1.5), he is very close to the Cynic
tradition of Diogenes and Crates. Above all such details, however, is the
famous story from Prodicus which Socrates tells Aristippus (2.1.21–34); this
was one of the most imitated of classical texts, and the anecdote directs us
to it.
The young Heracles was at the age at which young men show whether virtue or
vice is to govern their lives, literally ‘by which path they will approach
life’—another version of Zeno’s question to the oracle, and he went out to
sit down in a quiet spot to think over precisely this question of which road
he is to take:
Two tall women approached him. One was a pleasing sight
and such as befitted a free woman: her body was adorned with purity and
her eyes with modesty, her appearance was chaste and her clothes white. The other had eaten so that she was fleshy and soft, her skin was made
up so that it seemed whiter and redder than it actually was, and she
carried herself in such a way as to seem more upright than she actually
was. Her eyes were wide-open, her clothes allowed her physical charms to
shine through, and she often looked at herself and glanced to see if
anyone else was watching her; often she looked at her own
shadow.
Xenophon, Memorabilia
2.1.22
The two ladies, Virtue and Vice, then make their respective
‘pitches’ to the young hero; Virtue’s speech on the necessity of hard work
and effort and on the control of bodily appetites is almost a foundational
mission statement for certain trends in more than one area of Hellenistic
philosophy, including Cynicism and Stoicism, but need not be pursued in
detail here, though it has an obvious resonance in the case of Zeno who was
himself to become a by-word for simplicity of living, physical hardness and
self-control (
Diog. Laert. 7.26–27). More important
in the present context is the fact that Socrates concludes by placing
Aristippus in the role of Heracles:
Aristippus, you should reflect on
these things and try to give some thought to your future
life.
Xenophon, Memorabilia
2.1.34
As he reads the words of Socrates/Xenophon/Prodicus at an
Athenian bookshop, Zeno is both an Aristippus, but one who needs to turn not
from pleasure but from money-making mercantile activity, and the young
Heracles, pondering on his future, and it was Heracles who was also to be a
crucial role-model in the future that lay ahead of him. As he reads, he is
confronted ‘in the flesh’ not by the two ladies whom Socrates brought before
Aristippus, as Prodicus had put them before Heracles, or even by the two
types of life which Socrates had so sharply distinguished at the end of the
Gorgias , but by just one of them, Crates, i.e. by living, breathing Virtue, and at that moment his future path is decided.
Just as the story of Chaerephon’s enquiry of the Delphic oracle and of
Socrates’ response to the god’s answer embodies much of what was thought to
be most characteristic of Socrates, so Zeno came to philosophy in a
thoroughly emblematic way. It will, of course, be no news to anyone that
accounts of ‘how it all began’ are not innocent of what they seek to
explain, but it may be that a focus on such narratives is one way of trying
to find a proper use for the distinction between ‘story’ and ‘history’. Whether that be so or not, there can be no doubt that Athens is the right
place to begin the search.
Bibliography
Brunschwig, J.
2002. ‘Zeno between Kition and
Athens’. In The Philosophy of Zeno
(ed. T. Scaltsas and A. S. Mason).
13–27. Larnaka.
Hahm, D. E.
1992. ‘Diogenes Laertius VII: On the
Stoics’. In Aufstieg und Niedergang der
römischen Welt II 36.6:4076–4182. Berlin.
Hornblower, S.
1991. A Commentary on Thucydides.
Vol. I, Books I–III. Oxford.
Hunter, R.
2009. Critical Moments in Classical
Literature. Cambridge.
Lloyd-Jones, H.
1982. Blood for the Ghosts.
London.
Parker, R.
1983. Miasma. Oxford.
Footnotes
Note 1
Cf. Hornblower 1991:65.
Note 2
I hope that it will not need spelling out that I am here
not concerned with the actual 'origins' of Dodds' concerns or with the
history of scholarship's engagement with the 'irrational', cf., e.g.,
Lloyd-Jones 1982:174-5 on the 'great movement' to be traced from
Nietzsche to Dodds.
Note 3
Cf. further The Greeks and the
Irrational pp. 68-9 on Nietzsche’s ‘“rational” religion of
Apollo’. For Nietzsche's more general influence on Dodds cf. Missing Persons 19-20.
Note 4
Guidance and bibliography in Hahm 1992:4088-4105; cf.
also Brunschwig 2002:16-17. I am very grateful to David Sedley for his
guidance here.
Note 5
Cf. Parker 1983:32–48.
Note 6
A standard ancient gloss (e.g. Suda 1313) for χρωτίζεσθαι is πλησιάζειν ‘to draw close to, associate with’, which can
also have a sexual sense as the context requires; another such verb is
ὁμιλεῖν .
Note 7
Relevant texts are gathered in SVF I 253–256, III 746–753. One of the most interesting and
virulent of such attacks is that in chap. 7 of the surviving text of
Philodemus, On the Stoics (Dorandi
1982).
Note 8
What follows draws on my analysis in Hunter 2009:110–112,
which should be consulted for a fuller account.
Note 9
Brunschwig 2002:17.
Note 10
Of itself, of course, this could be a further element of
‘chance’ in the narrative (cf. below), but a different meaning is
imposed by the shape of the text as a whole.
Note 11
Hahm 1992:4090.
Note 12
The answer is of course also dramatized in Diogenes’
arrangement of his work, whereby the Stoics led by Zeno ‘follow’ the
Cynics.