Flourishing in the Democratic City
Plato's allegory of the Cave presents readers with a disturbing
image of prisoners chained for life in a shadowy, damp underworld. Denizens of
the Cave—that is,
Socrates insists, all of us— have been incarcerated since
childhood. We are forced to look straight ahead, without moving our arms or
legs, without turning our necks. We inhabit the distorted world of prevailing
opinion, manipulated by puppeteers. We clamour about truth without recognizing
how completely our horizons have been limited. We are conformists; indeed,
knowing nothing else, we have no choice but to conform to the dominant opinions
of our culture. The only possible antidote is philosophical education, an ascent
that inspires us both to recognize our limitations and to open ourselves to
other possible worlds. That Plato's allegory captures the essentials of our
present condition is a disagreeable, if perhaps surprising, truth. Plato's own
Cave-dwellers, in fact, were always surprised to learn that other possible
worlds exist, even if only in the imagination.
Toward the end of the
Republic ,
Socrates emphasizes that
thinking philosophically about other possible worlds is the highest of human
activities. This is so, even or especially if our speculative enterprise bears
no immediate political fruit.
Socrates was engaged in the project of
philosophical understanding, not political transformation. To make this clear,
the idealistic
Glaucon asks, at the end, whether
Socrates' imaginary
philosophers would participate in politics.
Socrates responds that it makes no
difference whether his Callipolis will ever exist.
Socrates' intention was not
to ignite a revolution; rather, it was to make his interlocutors think more
deeply, in the belief that the cardinal task of philosophy is to interpret and
understand the world.
My argument is that classical Greek antiquity—and, in particular, democratic
Athens—offers us a sophisticated alternative to the ideologies characteristic of
our contemporary liberal democracies. Our prevailing opinions about freedom,
justice, and the good life represent narrow and radically foreshortened answers
to fundamental, persistent questions. In particular, contemporary theorists and
citizens labour under today's dominant and unexamined presuppositions about
human "happiness" and "virtue." It is possible, however, to enlarge our
understanding of the eternal problems and possibilities of politics by
travelling backwards in time to democratic
Athens.
Athens challenges us to
rethink our understanding of "happiness" and "virtue."
Athens' challenge,
however, should not make us nostalgic; no return to the ancient
polis is possible or desirable. Instead,
confronting the ancient Athenian example will enlarge our awareness of the basic
questions and help us appreciate our place within a wide spectrum of
possibilities. This will enable us to see with greater clarity what gains or
losses our choices have involved.
"Virtue," "Happiness," and Ancient Greek Alterity
For all its claims to internal diversity, European modernity
is characterized by its unforgiving rejection of the two chief pillars of
classical Greek political thought—
aretē ,
or "human excellence," and
eudaimonia , or
"human flourishing." These words have traditionally been mistranslated as
"virtue" and "happiness." The English word "virtue," appropriately enough,
calls forth ideals of self-discipline and correct social behaviour. But
"virtue" fails to capture certain salient, and critically important,
characteristics of the ancient Greek concept
aretē . To archaic and classical Greeks,
aretē referred to excellence in carrying out
the specific, differentiated function (
ergon ) inherent in the nature of an individual or thing. Distinctively
human excellence was understood as the active
self-development of our natural capacities of character and intellect. There
was no question of why anyone would want to be excellent; the "live"
question was always why excellent individuals would seek the common good. Ancient Greeks tended to approach this question by arguing that human beings
were naturally sociable. As a result, the perfection of human nature
implied, without remainder, a passionate commitment to justice, generosity,
courage, and civic friendship.
"Happiness," on the other hand, implies the realization of a subjective,
agent-relative conception of goodness. "Happiness," so construed, was not
unknown to classical Greeks; rather, they regarded it as the product of an
ethically suspect, if unacknowledged, adherence to the Protagorean
homomensura doctrine. Individual opinion or
desire, not human nature or the natural order, is the measure of all things. Nowadays, subjective appraisals of contentment and well-being are ever more
frequently studied by social scientists—most explicitly, perhaps, in the
peer-reviewed
Journal of Happiness Studies , which
"is devoted to scientific understanding of subjective well-being." Yet
"happiness" falls short compared to the more demanding notion of
eudaimonia .
Eudaimonia refers to "human flourishing" in the widest
possible ethical, psychological, aesthetic, and emotional senses. Classical
accounts of
eudaimonia strove to provide
models of human perfection that were adequate to our human potentialities. Unlike subjective models of "happiness," the classical Greek understanding
emphasized civic education and self-criticism; ethical, psychological, and
intellectual growth; and the realization of an ordered perfection of our
cognitive, emotional, and social capacities, over the course of one's life
as a whole.
By rendering
aretē and
eudaimonia as "virtue" and "happiness," we
have fossilized modern assumptions in the very language of our translations. Such misappropriations conspire to foreclose alternatives to modernity's
highly distinctive principles. This reduction of classical thought is
manifest in recent scholarship on classical antiquity. Rather than
resuscitating the hard and confrontational edges of ancient theory or
practice, scholars too often tame the ancients, by interpreting them
according to our own foreshortened categories.The rebarbative
Aristotle,
for example, is now known as an early theorist of "rights."
[1] In fact, not only
did
Aristotle "prioritize the good over the right," he emphatically refused
even to consider "rights" as a category appropriate for political
association. Alternatively, for other theorists, Aristotle reignites the
optimistic hopes of social democracy both in European modernity and in
developing countries. In fact, however,
Aristotle viewed human excellence as
"rare, noble, and laudable." His hostility to democracy, his suspicion of
freedom as a natural good, and his emphasis on aristocratic
paideia make him an unlikely candidate for
vindicating democratic ideals.
[2]
Ancient Athenian democrats, meanwhile, are said to have constructed a theory
and practice of "political obligation."
[3] In fact, however, ancient Greeks did
not have or need a theory of political obligation. This concept makes sense
only in political theories that know human beings in a pre-political state
of nature, from which they emerge by obligating themselves to a centralized
and abstract Leviathan.
[4] Athenian democrats and philosophers alike agreed, to the
contrary, that human beings were born into families and cities which
constituted their
ethos . To them, the
elements of the social contract tradition—individual rights, states of
nature, and consensual government—were unknown. The ancient Athenians
pursued human excellence and human flourishing. To do so effectively, they
thought through the austere demands of human goodness altogether, without
assuming aprioristically any particular account of the human individual. Whether citizens or theorists, the ancient Greeks steadfastly refuse to be
domesticated by modern categories of interpretation or appropriation.
Modernity's Barbarization of the Ancient Greeks
These categories themselves came to sight within particular,
contingent historical circumstances.
[5] The most important early modern
theorists found that the moralizing ancient tradition led to political
instability; accordingly, in generating our categories, they rejected the
ancients with energy and hostility. Already in Chapters 15–18 of
The Prince ,
Machiavelli brought forward influential
reasons to dispense with classical
aretē . He emphatically attacked justice, generosity, and other classical ideals as
the naive and delusory hopes of unworldly Augustinians and Thomists. In
their place,
Machiavelli exalted
virtú —the efficacious power to satisfy political ambition, to
acquire wealth, and to carry out imperialistic projects without any qualms
or respect (
senza alcuna rispetto , as
Machiavelli often
said).
[6] Even in
his
Discourses on Livy ,
Machiavelli only
superficially espoused republican citizenship: his "princes of the republic"
exploited religious ideology and patriotic rhetoric in order to project
imperial power without limit. In banishing classical "soul-craft,"
Machiavelli abandoned the goal of realizing human perfection in accordance
with standards implicit in the natural order. Rather, taking the goals of
power, status, and wealth as psychological "givens,"
Machiavelli theorized
politics as the instrumental or technical art of achieving what one already
wants. Hence, his disciples found no need to criticize, explore, or enlarge
those pre-existing desires and ambitions.
Basing themselves on
Machiavellian foundations, the early moderns—even the
unlikeliest of bedfellows, such as
Hobbes and
Kant—agreed in abandoning
eudaimonia and
aretē under the banner of human freedom.
Hobbes "liberated" his contemporaries from any interest in the
summum bonum for the sake of a happiness, or
"felicity," that he envisaged as "continuall successe in obtaining those
things which a man from time to time desireth, that is to say, continuall
prospering" (
Leviathan 6.58). And, even though
scholars have occasionally interpreted
Hobbes as a theorist of "civic
virtue,"
Hobbes himself was deeply suspicious of the obscure agendas and
passions that motivated virtue-talk, not to mention the rhetorical
slipperiness of traditional conceptions of virtue (e.g.
Leviathan 4.24). Even when he spoke of the virtues,
Hobbes
reconstituted them as complexes of self-interested calculation and
passionate desire or fear. They were never governed by classical prudence
and admired for their own sake. As the introductory chapters of
Leviathan illustrate,
Hobbes' political project
depended on a radical "debunking" of classical
aretē and
eudaimonia ; this
led to his transformation, beyond recognition, of classical rationality,
prudence, judgment, deliberation, and will.
Kant, on the other hand, saw in classical eudaimonism an egoistic and
heteronomous failure to respect moral duty for its own sake, a moral
childishness that proved overly susceptible not only to natural passions,
but also to social competitiveness and arrogance.As
Allen Wood describes
Kant's view, "The point of being happy is to feed our insatiable
amourpropre by seeing our state as one from which we
may look down on other people, regarding them as our inferiors."
[7] Thus an agent's
pursuit of happiness unconstrained by moral duty constitutes an attack not
only on the equal moral worth of other human beings, but also on the agent's
own dignity, insofar as he fails to respect the categorical imperative for
its own sake. Hence, whether we refer to
Machiavelli,
Hobbes,
Locke,
Kant,
or others, the moderns have always rejected classical eudaimonism on ethical
and political (let alone metaphysical) grounds. These architects of the
modern consciousness have been dangerously successful in closing off access
to the highly developed alternatives presented by classical antiquity.
One sign of the early moderns' success is that the presently dominant models
of liberal democracy are deeply suspicious of both
aretē and
eudaimonia . For
all their differences, the Rortian, Rawlsian, and Habermasian accounts all
emphasize state neutrality. For reasons of principle, their ideals of public
discourse exclude attention to ethos and questions of human goodness. According to the standard rationale, respect for reasonable pluralism
demands that the public sphere be kept safe from intrusions of a
substantive, ethical variety. Narrow questions of justice or right, legal
proceduralism, and the virtues of civility and toleration are accordingly
granted primacy. Thus, whatever their differences, both
Rawls and
Habermas
approach the public sphere in a generically similar way, "hankering," as
Richard Bernstein has said of
Habermas, "after a purified discourse theory
which is not tainted by any substantial-ethical commitments" (1998:304). Or,
as
Rawls has argued, civility requires that democratic citizens exclude from
the public sphere any "comprehensive doctrines" of truth or right, including
beliefs about human excellence and human flourishing. Ideally, citizens
should offer reasons to one another strictly on the basis of "the political
conception of justice they regard as the most reasonable" (1999:135).
[8]
This entrenched consensus conflicts with democratic ideals of free discussion
and openness to new ideas. Paradoxically, our reigning consensus has,
despite itself, constituted an ethos and a powerful, if largely
unacknowledged, vision of human goodness. Our ethos is that of maximizing
individual choice. We define the good with reference to market capitalism. Both
Richard Rorty and
Aladair MacIntyre would agree with this description. As
Tocqueville said over 150 years ago, "The public … has a singular power
among democratic peoples, the very idea of which aristocratic nations could
not conceive. It does not persuade one of its beliefs, it imposes them and
makes them penetrate souls by a sort of immense pressure of the minds of all
on the intellect of each" (
Democracy in America ,
II-2, p. 409, trans. Mansfield and Winthrop). We find ourselves beholden to
fixed and determinate visions of human goodness advanced by "reasonable"
contemporaries of good will. But our options are ever dwindling. Perhaps we
have abdicated the responsibility and opportunity to know ourselves.
If we wish to enlarge our narrow horizons, a first step is to recuperate the
hard-edged, ancient Greek concepts of
aretē and
eudaimonia . It's
thought-provoking to imagine these terms incorporated within our bloodless
moral vocabulary. Even imagining that near-impossibility will lead us to
question ourselves in radical ways, because the theoretical traditions of
modernity have barbarized the ancient Greeks. And yet the ancient Greeks
were not barbarous.They would have been shocked and dismayed to find
themselves ranged within what
Richard Rorty has called "the dark."
[9] Yet so it happens:
the ancient Greeks have become the barbarian "Others" with whom
Rawls's
"reasonable" and enlightened self-legislators need not, indeed cannot, have
any meaningful conversations. This barbarization of the ancient Greek
"Other" has had the effect of impoverishing our political understanding and
limiting the full and complete growth of the very freedoms and enlightenment
we cherish.
Time-Travel to Ancient Athens
In questioning this unreasonable barbarization, most
scholars have turned to
Aristotle rather than Athenian democracy.
[10] This is fair
enough; after all,
Hobbes pointedly rejected
Aristotle, in particular,
because
Aristotle's thick descriptions of ethical life, political
participation, and rhetorical speech constituted a grave threat to
Hobbes's
political project. Yet there are two ways in which examining democratic
aretē and
eudaimonia prove to be more useful for those inclined to
rethink liberal and democratic norms. First, the Athenians combined their
ideas of human excellence and human flourishing with a distinctive emphasis
on freedom. By contrast,
Aristotle, like most classical philosophers, was
critical of democracy precisely because of its valorization of freedom,
however construed. The philosophical tendency to ridicule democratic
freedom—see
Plato's
Republic , Book 8, on the
self-confounding shallowness of "free" democratic life—could never resonate
with us. Yet the question of how best to relate freedom to human excellence
remains lively and urgent today.
[11]
Second, the Athenians present a thick social world of narratives,
institutions, and social rituals—in other words, a full-bodied democratic
culture of
aretē and
eudaimonia . When
Aristotle exploits
cultural resources to further his ethics and politics, he is inevitably
drawn to the fertile Athenian example—which often proves to be more powerful
than his own cultural reflections. The Athenian democracy constituted a
culture and a regime of active self-examination and inquiry into human
goodness. The Athenians' inquiries led them to develop a distinctively
democratic vision of
aretē and
eudaimonia . Their efforts to embed traditional
notions of excellence within their prevailing democratic ethos meant that
they could explain to themselves, as we often cannot, precisely which human
goods were internal to their specifically democratic practices, and why.
[12] The Athenians'
articulate sense of these goods gave them a political and intellectual
confidence that we lack.
Democratic Flourishing: The Periclean Outlook
Classical Greek thinkers, statesmen, and citizens alike
agreed that the cardinal task of politics was to enable citizens to live
well. They emphasized the human good, the
summum
bonum , or
eudaimonia —as
opposed to
Hobbes's emphasis on avoiding the
summum malum .
Eudaimonia
is best known today in its Aristotelian incarnation, where it refers to the
"human flourishing" constituted by the active cultivation and exercise of
excellences of character and intellect, over the course of a life understood
as a single, coherent unity. Building on this Aristotelian conception,
contemporary (mostly neo-Aristotelian) philosophers employ "eudaimonism" as
a term of art to refer to the idea that human beings flourish through
exercising and perfecting their worthwhile natural capacities for
theoretical speculation, practical judgment, and virtuous action motivated
by developed dispositions of character. But can distinctively
democratic ideals, expressions, and practices of
aretē and
eudaimonia be found in classical
Athens?
The answer to this question is yes. Two clarifications, however, need to be
entered immediately. First, it would have been possible for the Athenians to
accept traditional notions of
aretē and
to argue that their democracy was superior in producing quantitatively
more virtue than other political regimes. This is precisely
what they did not do. Instead, they argued that democracy developed a
distinctive conception of human excellence, either by revising the elements
of traditional conceptions, or adding new elements and de-emphasizing
others. Second, the Athenians could have argued that their virtues were
useful for producing the goods (e.g. wealth and power) that
everyone already admired. They could have taken an instrumental view of
their excellences of character and intellect. This, too, is something they
did not do. Although they appreciated the "external" goods to which their
developed qualities gave rise, the Athenians emphasized the intrinsic
goodness and attractiveness of their individual lives and their political
regime. The Athenians developed conceptions of nobility (
to kalon ) such that the active exercise of
political
aretē was intrinsically
desirable and admirable, whatever the consequences (even in the limit cases
of military defeat or death).
Pericles' funeral oration, as reported by
Thucydides, will orient us to the
democratic ideal. The precise status of this oration is a hotly contested
topic within classical studies. In my view, the oration represents
Thucydides' effort to indicate what was best about democratic
Athens and its
ideals, while also hinting at the ways in which democratic
Athens failed to
live up to those ideals in practice. We should not, however, assume that the
speech provides unmediated access to the
vox
populi , without referring to other, less controversial
democratic texts.
[13]
Pericles' chief goal is to explain why the city of
Athens is worthy of
admiration. Athenians love nobility with restraint; they love wisdom without
any softening of character; they care for both the city and their private
lives; they are outstandingly brave in that they undertake bold action, not
unreflectively, but only after adequate public reflection on the ends of
courage. And,
Pericles concludes, "Again we are opposite to most men in
matters of excellence (
aretē ): we win our
friends by doing them favours, rather than by accepting favours from them …
We alone confer benefits on others not after calculating the profit, but
fearlessly and in the confidence of our freedom" (2.40, trans. Woodruff,
adapted). These excellences of the city are matched by those of each
individual. According to
Pericles, every Athenian "presents himself as a
self-sufficient individual, disposed to the widest possible diversity of
actions, with every grace and great versatility" (2.41, trans. Woodruff). In
Pericles' conception, at least, democratic excellence consists in the novel
unification or "hybridization" of apparently antithetical attributes, with
the result that democratic citizens are uniquely sophisticated, flexible,
and capable both of enjoying their lives and meeting the challenges of
adversity.
Most important for us is
Pericles' assertion that democracy creates a novel
conception of human excellence. "Democratic friendship," for example, is
generous and open, rather than instrumental or strategic; it is based on
distinctively democratic practices of social trust, free discussion, and
mutual support for courageous action. Democratic individuals, moreover, are
adept at integrating "opposites": they are self-sufficient lovers of wisdom
and beauty, yet they are also strong and manly in deliberation and action. This flexibility results from democratic openness to new ideals and
behaviours, which transforms the quality of the Athenians' courage and
self-respect.
Pericles argues without squeamishness that democracy is
superior to other regimes in generating the excellences of character and
intellect, because of its
politeia and
its political
ethos . Democracy is that
regime which cultivates political prudence through free and open
deliberation, while also offering its citizens novel opportunities for
self-development and civic engagement.
Pericles' speech implies that,
because of their habits of self-examination and their practices of mutual
accountability, democrats recognize the intrinsic dignity of their
excellences and pursue them for their own sakes.
The single example of courage will make these points more specific.
Pericles'
focus on courage was understandable in a time of war and during a ritual of
commemoration; his focus does not speak to any special pugnacity or
hyper-masculinity. Athenian courage was superior to that of others, he says,
because it was an outgrowth of the Athenians' practical deliberations about
the worth and demands of courageous action within their lives as a whole. Athenian courage was not driven by fear or shame or rote discipline; rather,
it was motivated by the Athenians' appreciation that their
eudaimonia and freedom depended on courageous
action and judgment of just the appropriate sort.
Pericles' emphasis on
courage ramifies outward into his presentation of the Athenians' other
excellences of character. As he declares, for example, the Athenians act
generously and openly because they are free from anxieties about future
reciprocity or about the consequences of their behaviour abroad. They are
fearlessly generous. Taken together, these ideas constitute a chain of
reasoning designed to show that democracy is superior to other constitutions
in making a good life possible for its citizens, through best enabling them
to exercise intrinsically worthwhile natural capacities. This chain of
reasoning is cemented in
Pericles' emphasis on the admirable qualities of
individual citizens. The Athenian citizen, in
Pericles' image, embodies
human excellence to the highest possible degree, and thus flourishes in a
way that would be possible only within the democratic city.
Athenian Commemoration as Eudaimonistic Practice
The same nexus of ideas can be found throughout the
democratic sources, in particular within the epitaphic tradition. The
epitaphic tradition presents us with the most fertile resources of
reflection upon the flourishing of Athenians
qua democratic citizens. These speeches of commemoration can
be interpreted as "eudaimonistic practice," in that they raise to
consciousness, for democratic citizens ancient and modern, the potential
links between nurturing the excellence of democratic citizens and living
full and complete lives characterized by human flourishing.
Take, for example,
Demosthenes' examination of Athenian nobility in his own
speech commemorating the Athenians who fell at the Battle of
Chaeronea ( 338
BC).
Demosthenes argued that Athenian practices of citizenship enabled these
men to sacrifice their lives knowingly and courageously for the sake of
their ideals. Endowed with natures capable of unusual nobility, they
furthered their ethical development through education within the city,
through habituation to noble standards, and through conceiving the
aspiration to live up to the essential principles of the democratic regime
(Demosthenes 60.27). These men were ethically serious and sound (
spoudaioi ), he says, "not least because of the
form of our regime" (
dia tēn politeian ,
Demosthenes 60.25). Whereas "narrow oligarchies" (
hai … dia tōn oligōn dunasteiai , 60.25) inculcate fear among
citizens, democracy instils an admirable sense of shame (
aischunēn ) in all Athenian citizens. This
sense of shame was not a primitive mechanism of ideological control. To the
contrary, the Athenian sense of shame was a sophisticated link between the
individual and the collectivity, with its shared democratic ideals. The
Athenians' rich, complex, and deliberative shame operated as a well-informed
internal monitor that alerted individuals to the prospect of losing
self-respect, or of doing or even
being something that they had
contempt for.
According to
Demosthenes, this internal monitor was awakened by the citizens'
free speech and dedication to the honest portrayal and assessment of citizen
behaviour. These benefits of a free and open culture were not available in
narrow oligarchies, he argues, because in those regimes public speech is
distorted by the arbitrary favouritism of the ruling class. Thus, in general
terms, democracy is more productive of excellence in character and intellect
than other regimes, because democratic free speech creates a climate of
honesty and public accountability. Moreover, by contrast with the heroic or
oligarchic conceptions of civic education and ethical standards, democracy
proposes to cultivate admirable qualities by dispersing accountability
throughout the citizenry. Instead of demanding that the individual create
himself, all alone, through adherence to individualistic heroic
exempla , democracy socializes the burdens of
living accountably. Consequently, democracy makes citizens freer and more
experimental because they allow themselves to make mistakes in the
expectation that they will, if necessary, receive correction from their
supportive, if vigilant, community. Democrats were free from aristocratic
"perfectionism" even as they perfected themselves in excellences that had
once been reserved for aristocrats.
Lysias' funeral oration (probably c. 390 BC) furthered this mode of
democratic self- understanding by arguing that democratic political life
helped to perfect the Athenians' worthwhile and essential ethical
capacities.
[14] For the sake of civic education among the living,
Lysias' speech exalted the
fallen citizen-soldiers as admirable exemplars of nobility.
Lysias recalled
events and aspirations from the Athenian past not simply for ideological or
chauvinistic reasons, but rather in order to formulate the elements of a
distinctively democratic account of nobility. As
Lysias himself says, the
fallen soldiers were men worthy of emulation (
zēlōtoi : they are "to be emulated" not "envied," as in the
Loeb; cf. 26) because "they were first trained in the excellences of their
ancestors, and then in manhood they preserved that ancient fame intact and
displayed their own excellence (
aretē )
(69, tr. Lamb; cf. 2.50-53).
Lysias' speech exemplifies the Athenians'
practices of eudaimonism because it makes explicit three essential elements
of Athenian
aretē and
eudaimonia . First, the orator emphasizes the
intrinsic dignity and worth of
aretē ;
second, he proposes that the activities and products of
aretē constitute the Athenians'
eudaimonia ; third, he contends that the
democratic regime (
politeia )—that is, its
way of life, its distribution of power, and its ethical ideals—educate the
Athenians to develop and perfect their inborn capacities for excellence.
Consider, for example,
Lysias' discussion of the friendship and generosity
shown by the Athenians toward the sons of
Heracles (11–16). Having fled the
tyrannical
Eurystheus,
Heracles' sons found the other Greeks too afraid to
help them; though ashamed of themselves, the other Greeks failed to respect
their own standards of nobility, justice, and hospitality. They doomed
themselves to a life that lacked self-respect. The Athenians, by contrast,
carried into effect the democratic generosity exalted by
Pericles. Out of
respect for
Heracles, they protected his sons at significant risk to
themselves. They "deemed it worthy (
ēxioun ; not "preferred," as the Loeb translates) to fight
with justice on behalf of the weaker" (12). They made a shared, collective
judgment that living up to their own ideals was better not only for
Heracles' sons, but also for themselves. This was no simple preference, as
translators often suggest, but rather a well-informed judgment based on
democratic deliberation. Uniting courage with generosity and prudence, the
Athenians overcame their fears of imminent threats and "maintained the same
judgment (
gnōmēn ) as before, though they
had received no particular benefit at the father's hands, and could not tell
what manner of men the sons would grow to be" (13, trans. Lamb,
adapted).
As all the orators agreed, the Athenians strove to live with self-respect—or,
as they often formulated the point, they strove to live in ways they found
worthy of themselves. Their democratic deliberation was no
felicific calculus, but rather a determined judgment of the elements and
practices conducive to, if not constitutive of,
eudaimonia . They aspired to live lives adequate to the human
potentiality for goodness, if not greatness. Without any hopes for
reciprocity in the future, the Athenians freely and courageously risked
their lives in order to behave commensurately with their own demanding
ideals of nobility. By contrast with the other Greeks, the Athenians could
wholeheartedly endorse their own behaviour. The good life—presented here as
a life of self-respect won through imitating and elaborating the virtues of
Greece's foremost civilizing hero,
Heracles—was possible for them because
they possessed and exercised the wisdom to act in ways that were worthy of
themselves and adequate to our human essence.
After making these essential points about the character of Athenian
deliberation and generosity,
Lysias stressed that the Athenians developed
their noble attributes because of their city's regime of civic education. To
be sure,
Lysias emphasized the Athenians' inborn capacity to attain
excellence, which he represented, in accordance with the Athenians' national
narratives, as a feature of Athenian autochthony. Yet, having done justice
to this national myth, he developed a substantial account of the regime's
capacity to develop the natural capabilities of all Athenian citizens: "For
they supposed that it was the task of wild beasts to be ruled over by one
another by force, but that it belonged to human beings to define justice by
law, to persuade by reasoned speech, and to serve these purposes in action,
governed by the law and instructed by reasoned speech" (19, trans. Balot). In order to cultivate their capacities properly, the Athenians deliberately
established a regime of laws, incentives, persuasive speech, and (at the
limit) just punishments. Even apart from the consequences of these
institutional features, the Athenians' political practices, in themselves,
enabled them to perfect their ability to dispense justice, to deliberate
prudently, and to behave in thoughtful, mutually intelligible, and ethically
coherent ways. Such were the goods internal to the Athenians' political
practices.
The funeral orations persistently return to the theme of perfecting nature by
means of the Athenians' democratic educational regime.
Demosthenes contends,
for example, that the fallen heroes displayed their innate nobility on the
battlefield only after receiving a noble education within the city
(Demosthenes 60.16–17). Likewise,
Hyperides reminded his audience "how as
children [the fallen soldiers] were trained and reared in strict
self-discipline"; "none of us," he argued, "is unaware that our aim in
training children is to convert them into valiant men; and that men who have
proved their exceptional courage in war were well brought up in childhood
needs no stressing" (Hyperides 6.8, trans. Burtt). In each case, the heroic
Athenian dead had achieved a standard of excellence, having been trained
within the city's educational regime to realize their natural promise. The
speakers intended their audiences to emulate the dead soldiers in life and
in death—that is, to internalize their example of human excellence, by
comprehending it within a concrete, emotionally replete narrative. The
funeral oration constituted a eudaimonistic practice because the audience
was exhorted not only to emulate the fallen heroes, but also to understand
in a fully articulate way precisely why their lives and deaths had been
admirable.
In short,
Lysias' projected audience learned through his narratives and
analysis that the active exercise of noble and admirable qualities was its
own reward, was intrinsically meritorious and worthwhile. They came to see
that attaining human excellence within their lives as a whole, as a unity,
constituted their full growth and flourishing. These admirable
accomplishments were made possible, as
Lysias' oration demonstrated, only
through democratic institutions, practices, and modalities of civic
education. This is not to make the unrealistic claim that Athenians did not
find satisfaction in the external products of their military and political
success. To the contrary,
Lysias argues that their extrinsic benefits were
made truly advantageous because they were conferred in the right spirit and
for the right reasons (2.70). Even so, in
Lysias' representation, the
Athenian heroes "thought that everything was of less account than nobility
and excellence" (2.71); accordingly, they
willingly (even if
paradoxically) abandoned their own lives, because their circumstances and
their own deliberately wrought self-understanding demanded as much, even up
to the limit of leaving their families bereft. Their heroic final act
implied, as only such an awesome act of devotion can imply, the deep paradox
that the external products for the sake of which they acted, i.e. the
well-being of the city and their families, were somehow
less
important to them than the realization, in action, of their dedication to
human excellence.
This ideal establishes an extraordinarily demanding standard for the
achievement of admirable human conduct. Yet
Lysias pursues this already
ambitious standard to its utmost limit. He insists that the Athenian
soldiers would never have acted shamefully, and thus risked losing
self-respect, even if the city's safety had depended on it. They would
intentionally have risked the city if somehow the demands of nobility should
have required it. The good life made possible by the democratic
polis is simply not worth having, not even
possible, unless it is also the life of nobility or excellence.
In the most famous passage from his most famous speech,
On
the Crown ,
Demosthenes elaborated upon the paradoxes of courage
and self-sacrifice in precisely this way: "As he [
Aeschines] lays so much
stress on results, let me venture on a paradox. If it seems extravagant, I
beg that you will not be surprised …" (18.199, trans. Vince and Vince). He
asks his audience to imagine that they had known in advance that
Athens
would lose the battle of
Chaeronea and would thus, once and for all, come
under the power of
Philip of Macedon (18.199).
Demosthenes says that,
despite the protests
Aeschines would have made, even then the city could not
have avoided going to war, out of a sense of honour, patriotic dedication,
and concern for the future standing of the city (18.199–200). He invites the
audience to consider how
Athens could have "returned the gaze of visitors"
to the city, if
Philip had won and
Athens had not fought on behalf of Greek
freedom (18.201, trans. Vince and Vince).
Athens could only have survived
with shame if the citizens had stood on the sidelines. In the past,
Athenians had never accepted material rewards and ignobly self-regarding
safety from imperial powers such as
Persia; they had always considered such
choices to be intolerable and inconsistent with both their nature and their
national character (18.203). The Athenian ancestors had always striven for
honour, primacy, and glory. They rejected "servile security" and "deemed
worthy" only the prospect of living freely or dying (18.204–205).
Democratic formulations of
eudaimonia
established a rigorous, though not impossible, standard of human attainment.
Demosthenes' account of
Athens' decision to fight
Philip illustrates that
the Athenians were, in their own self-understanding, and as the product of a
long and thoughtful discursive history, ready to sacrifice the material
well-being of the city for the sake of nobility. This "self-sacrifice" was
not seen to be
detrimental , however, to the properly understood
interests of Athenian "selves." On the contrary, acting nobly was recognized
to be the only way for the "self" to live well, that is, to live with
well-founded self-respect or pride. The Athenians maintained demanding
ideals of excellence and flourishing, based on the city's long-term
narratives with which they self-consciously and deliberately identified
themselves. The Athenians had reflected upon what was best in their
traditions and had come to identify with distinctively democratic standards
of excellence for sound reasons and in well-informed ways.
Conclusion: The Hard Edges of Aretē and
Eudaimonia
Our brief consideration of Athenian oratory suggests that
Athenian citizens internalized, both cognitively and emotionally,
distinctively democratic models of excellence through participating in the
political rituals of the city, above all the public funeral. By fostering
these democratic excellences as intrinsically worthwhile ends of human
action, the democratic city enabled its citizens to flourish as human beings
more fully, they plausibly claimed, than other cities. To adapt
Aristotle's
language to our purposes, the Athenians had less interest in "mere life"
than in meeting the demanding standards of
eudaimonia and
aretē as
they understood them—and, barring that, they committed themselves to
abandoning their political community altogether.
"Virtue" and "happiness" fail to do justice to the severity and rigour of
Athenian notions of excellence and flourishing. Ancient
Athens exemplifies
the possibility that democratic freedom and equality can be rendered
compatible with thick and demanding standards of excellence and flourishing
espoused at the centre of the public square. In light of our own prevailing
assumptions about state neutrality, civility, and toleration, it is
especially helpful to entertain such examples. What could it mean not only
to tolerate or celebrate our "postmodern bourgeois liberalism," as
Richard
Rorty calls it, but also to engage in serious and sustained debate with our
fellow citizens over the goods that we promote through politics? Is it
impossible to entertain, in company with the Athenians, the possibility of
communicating across the boundaries of pluralism so as to engage in the
prototypical activities of citizenship—the activities, that is, of political
deliberation and judgment about human goodness? At least the Athenian
democrats will remind us, if nothing else, that political activity carries
with it internal or intrinsic goods such as those of prudent judgment, civic
friendship, ethical education, and the willing acceptance of responsibility
for ourselves.
Yet democratic
Athens offers us no blueprints for political action. We cannot
re-live the ancient Athenian experience, nor should we want to. Nostalgia
for the ancient past is as harmful as Arendtian "polis envy" (to borrow
Michael Walzer's phrase). Instead, our time-travel to democratic
Athens
represents a thought-experiment. By reconsidering the ancient Athenian
example, we grasp more adequately the limitations of our own prevailing
horizons. We come to see, I think, that our own categories and
preconceptions constitute decisive, if narrow or one-sided, answers to
fundamental and perennial questions. Through their own uncompromising
pursuit of
eudaimonia and
aretē as political goals, the democratic
Athenians force us to interrogate our own assumptions. Not all the
interesting political questions have been adequately or definitively
answered.
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Footnotes
Note 1
See, for example, Miller 1995.
Note 2
See Frank 2005 and Nussbaum 1990.
Note 3
See Liddel 2007 and, with reference to Aristotelian theory, Rosler 2005.
Note 4
For discussion of this point, see Mansfield 1971.
Note 5
One of the weaknesses of liberal democratic theory, in fact, is its
failure to account, within the predominantly ahistorical vocabulary of
"rights," for its own emergence amidst specific controversies and
disagreements: see Williams 2005.
Note 6
My account of Machiavelli is indebted to Strauss 1958, Mansfield 1996
and 1979, and Orwin 1978.
Note 7
Wood 2000.
Note 8
Among many other works, see Rawls 1999; Habermas 1993; Rorty 1990;
Bernstein 1998, with Habermas's reply.
Note 9
For discussion of what Rorty calls "the dark," see Mara 2008:198.
Note 10
Among others, see the excellent contributions of Salkever 2002 and
1990.
Note 11
I have explored related questions in Balot 2009.
Note 12
In evoking the idea of “goods internal to practices,” I allude to
MacIntyre 1984.
Note 13
On these historiographic points, and their significance or
insignificance for our uses of Pericles’ oration, see Balot 2006.
Note 14
This discussion of Lysias' funeral oration is a revised and abbreviated
version of one section of Balot (forthcoming).